-

Investment Banking – BBI PLC on-boarding Information

Investment Banking – BBI PLC on-boarding information

The following collection of documents should be used to support your KYC and other on-boarding requirements for Barclays Bank Ireland PLC (BBI). Where you require additional information or documentation please contact brexitsupport@barclays.com

Documents contained within this section (Investment Banking - BBI PLC on-boarding information) will contain the most current publicly available information for BBI as at the time of publication. Please note that the BBI information provided on this website is subject to change and may be updated to reflect such changes. Any documents uploaded to this website will have an upload date, please contact us if you have any questions on the latest information. An overview of the current available financial statements and credit ratings for BBI can be found under "About Barclays Bank Ireland (BBI)" here.

  • KYC Documentation KYC Documentation

    Consolidated Onboarding Pack (containing all files listed in the table below)

    Document name
    Upload date
    Companies Registration Office (CRO)
    Full Legal Entity Name: Barclays Bank Ireland Public Limited Company. Company Number: 396330Address: One Molesworth Street, Dublin 2, D02 RF29, Ireland
    31/01/2019
    List of Corporate Information
    Confirmation of key information required to KYC BBI e.g. LEI, Companies Number, List of Directors, Registered Address, Telephone Number, etc.LEI: 2G5BKIC2CB69PRJH1W31
    07/02/2018
    Bank Constitution
    Memorandum of association of BBI PLC dated 22nd March 2018, including BBI PLC’s ‘Articles of Association’.
    06/12/2018
    Irish Tax ID
    Certificate of Tax Clearance issued to BBI PLC on 14th March 2018 to confirm all tax affairs for the entity are in order. PPSN/Tax Reference: 6416330R. Access Number: 297887
    06/12/2018
    CRS Self-Certification
    BBI PLC’s self certification form including information on tax residency and citizenship status. TIN: 6416330R. GIIN: E1QAZN.00200.ME.372
    06/12/2018

    W8 Tax Forms - Please contact brexitsupport@barclays.com if you require W8 Tax forms

    n/a
    USA Patriot Act Foreign Bank Certification
    Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA PATRIOT ACT Certificate from a Barclays entity, for example BBI PLC.
    06/12/2018
    Certificate of Incorporation
    Certification that Barclays Ireland PLC is incorporated on 12th January 2005 under the Companies Acts 1963 to 2006 and that the company is limited.
    06/12/2018
    Certificate of Incorporation Amendment – Change of Entity Name
    Certification that Barclays Ireland PLC changed name to Barclays Bank Ireland PLC on 24th February 2005, and is now incorporated as a limited company under this new name. 
    06/12/2018
    Proof of Registration, (with Regulator)
    Confirmation that BBI PLC has a licence for banking business, granted by the Irish Financial Services Regulatory in pursuance of its powers under Section 9 of the Central Bank Act, 1971, dated 25th February 2005. 
    06/12/2018
    Registration Number & Agreement Details
    Confirmation that BBI PLC is a credit institution authorised under Irish Legislation to carry on banking business in the State, regulated by the Central Bank of Ireland. Banking Licence Number: C36964
    06/12/2018
    Ownership Structure
    Confirmation that BBI PLC is a 100% owned subsidiary of BBPLC, with BBPLC a 100% owned subsidiary of Barclays PLC, dated 18th April 2018.
    06/12/2018
    Website details
    Barclays Bank Ireland PLC website: https://www.barclays.ie/
    n/a
    Compliance Officer Contact details
    BBI PLC Compliance Officer Name and Address
     
    01/04/2019
    Wolfsberg Questionnaire (Available on request, please contact brexitsupport@barclays.com)
    Wolfsberg Group Questionnaire for BBI PLC covering anti-money laundering (AML), Know Your Customer (KYC) and counter-terrorist financing (CTF/CFT).
    n/a

     

  • Standard Settlement Instructions (SSIs) Standard Settlement Instructions (SSIs)

    The following documents contain the SSIs for Barclays Bank Ireland PLC (BBI), as of May 2019. These cover all markets for Fixed Income, Equities and Cash (MM, FX and Derivatives) where agent accounts have been set-up. The SSIs for BBI are also available through the usual industry standard channels, e.g. Swift Broadcast, Alert etc. Please Note: The SSIs included in these packs relate to BBI and are relevant only when you need to settle with this entity.


    Barclays Bank Ireland - Fixed Income SSIs (May 2019) (PDF 363KB)
    Barclays Bank Ireland - Equities SSIs (May 2019) (PDF 340KB)
    Barclays Bank Ireland - Cash SSIs (May 2019) (PDF 111KB)

    Existing SSIs with Barclays Bank PLC (BBPLC), Barclays Capital Services Limited (BCSL) or Barclays Capital Inc (BCI) remain unchanged. For further information, please contact brexitsupport@barclays.com.

  • Exchange of Collateral Operational Readiness Exchange of Collateral Operational Readiness


    To support as seamless a migration as possible to Barclays Bank Ireland PLC (BBI), you should follow the below steps and checks to ensure you are operationally ready for trades, involving any asset class that require the exchange of collateral:

    Set up BBI Collateral Standard Settlement Instructions

    BBI Fixed Income SSIs

    Please refer to the above link to the BBI Fixed Income SSIs for the following purpose(s):

    1. For Uncleared OTC and Repo non cash SSIs, please refer to page 1-6
    2. For Repo cash SSIs, please refer to page 7-8
    3. For Global Netting Agreements, please use SSIs from 1) and 2)

    BBI Cash SSIs

    Please refer to the above link to the BBI Cash SSIs for the following purpose(s):

    1. For OTC Bilateral Non Cleared Collateral

    For Prime Brokerage Margin, your Barclays Prime representative will be in contact prior to migration.

    NB. Please note that the links provided to the SSIs above are identical to the packs located under the “Standard Settlement Instructions (SSIs)” section of this webpage. The above has only been provided to help guide you to specific sections relating to Collateral.

    Part VII of the Financial Services and Markets Act 2000
    A transfer under Part VII is a legal transfer mechanism approved by the High Court of England and Wales that takes the place of the requirement to bilaterally re-paper legal documentation with clients moving from Barclays Bank PLC (BBPLC) to BBI, including ISDA Master Agreements and CSAs. If your organisation has accepted the Part VII transfer mechanism, existing BBPLC and Barclays Capital Services Limited (BCSL) CSA documentation is deemed to be in place between you and BBI, with no requirement to negotiate a new contract. Further information relating to the Part VII Transfer Scheme, can be found here  https://home.barclays/who-we-are/our-strategy/preparing-for-brexit/part-vii-transfer/

    Collateral Balance Transfer
    Where the transfer of existing positions is required, your Sales representative / Barclays Brexit representative will reach out to agree the transfer date. In this event, we need to agree in advance the transfer mechanism for moving any related collateral balance

    AcadiaSoft
    Where margin calls are agreed via Acadia for BBPLC and BCSL, our intention is to replicate these arrangements for BBI. You will be required to accept these requests in Acadia to continue with automated margin calls and exchange with BBI. 

    Third Party Custodian / Tri Party Set Up
    Where third party custodians/tri-parties are used, please ensure these are set up enabling the exchange of collateral with BBI. Please reach out to xralondoncollateralc@barclays.com for support with the above items or with any further questions you may have in relation to exchange of collateral readiness.

  • Venues and Exchanges Venues and Exchanges

    The following is a list of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership:

    BBI Venues and Exchanges (April 2019) (PDF 320KB)

    If you are due to migrate to BBI and you hold one or more of the related asset classes for these vendors, please ensure you:

    • Communicate with the related vendor(s) to confirm whether any additional ‘client to vendor’ set-up is required prior to trading (e.g. permissions, confirmations)
    • Review the current list of available third-party vendor system ID codes for BBI (e.g. Alert, SWIFT), which can be found in the “Confirmation and Other Third Party Vendor Identifiers” section of this webpage
    • Please note this only contains IDs, which are due to change for BBI. If you require confirmation for a specific vendor / venue not listed on the website, please request this via brexitsupport@barclays.com

    Any existing vendor IDs with Barclays Bank PLC (BBPLC), Barclays Capital Services (BCSL) or Barclays Capital Inc (BCI) remain unchanged.

  • Vendor IDs Vendor IDs

    The following is a list of vendor IDs where a new ID will be required to connect to Barclays Bank Ireland PLC (BBI) for that given vendor: 

    BBI Vendor IDs (April 2019) (PDF 247KB)

    If you require confirmation of any vendor IDs not contained in this list, please contact brexitsupport@barclays.com.

    Any existing vendor IDs with Barclays Bank PLC (BBPLC), Barclays Capital Services (BCSL) or Barclays Capital Inc (BCI) remain unchanged.

  • Operations Contacts and Authorised Signatories Operations Contacts and Authorised Signatories

    Please note our existing Operations teams aim to provide the same service for BBI as they currently provide for BBPLC, BCSL and BCI. Consequently, contact details for the Operations teams (e.g. email, phone, fax) are not expected to change for clients due to migrate to BBI.

    All employees of Barclays Bank Ireland PLC (BBI) and Barclays Services Limited (BX) of Director grade (or equivalent) and above engaged in the ordinary course of business of BBI are by virtue of their grade appointed as Authorised Signatories of BBI. Each Authorised Signatory has the power to sign any document in the ordinary course of business within the limits of the Business Delegated Authority Procedures. A copy of the power of attorney appointing BBI or BX employees can be requested from brexitsupport@barclays.com.